Permanent
Portfolio Management, Research, Trading, Technology
New York
A leading global investment management firm is seeking a Head of Systematic Compliance to join its New York office. Reporting to the US Head of Compliance, this senior-level role will take ownership of compliance advisory for the firm's systematic trading strategies. The successful candidate will collaborate closely with portfolio managers, operations, risk, and business management to ensure regulatory alignment and robust internal controls.
Key responsibilities include designing and implementing compliance monitoring frameworks, overseeing governance of pre-trade risk systems, reviewing trade surveillance tools, and staying ahead of global regulatory developments. This is a high-impact role offering the opportunity to shape compliance practices across a complex and dynamic trading environment.
Ideal candidates will bring prior experience in a trading compliance advisory role, with strong technical knowledge, excellent communication skills, and a proactive, solutions-oriented mindset. Experience with trade surveillance, ECM regulatory frameworks (e.g., Reg SHO, Reg M), and knowledge of MiFID II, MAR, or SQL are advantageous.
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